# Ethics for the Working Mathematician

Michaelmas 2021

This course on Ethics in Mathematics aims to give an overview of the sorts of effects mathematicians and mathematical work can have on society, detail the instances where this work can cause harm, and discuss what leads to this work being harmful and what might be done to possibly avert such harm.

This is not a course on ethical frameworks, nor is it a philosophy course. We will not be discussing *what* is right and wrong, but instead explore the fact that there *is* right and wrong when doing mathematical work. This is a course to raise fundamental ethical awareness among mathematicians, not to give axioms of ethics or an algorithm for ethical decision-making.

This year, we are again working with the University Ethics in Mathematics Project (CUEiMP) to deliver this course. To complement the online video lectures given by Dr Maurice Chiodo, CUEiMS will be hosting and chairing weekly (live) discussion sessions with Dr Chiodo, each taking that week’s lecture as a starting point. Our collective hope is that these will provide a reasonable approximation to the extended^{1} after-lecture discussions that in previous years have proved to be the most interesting and productive aspect of the course.

## Next discussion

An introduction to ethics in mathematics and why it is important.1600, Tuesday 12th October

## Practicalities

*Before each session, you should familiarise youself with the content of the corresponding video lecture, as these will form the starting point for our discussions.*

These discussions will be held on Google Meet every Tuesday of Michaelmas Full Term at 1600.

Meeting link: `https://meet.google.com/vik-qerr-bwi`

Sessions will be recorded for internal use only by CUEiMP. We politely request that participants do not record the discussions.

## Course outline

The eight sessions will be as follows. (Click on titles for further details.)

## An introduction to ethics in mathematics and why it is important

Mathematicians sit at the heart of technological advancement and industrial progress. Mathematics is a universal tool. It can be used for good, and it can be used for harm. To begin, we look at where harmful situations may arise, and what exactly we as mathematicians are doing to contribute to that harm. Though this harm may not (necessarily) come from intentional malice, there are many situations, and people, who can influence and manipulate us into carrying out harmful acts as mathematicians. It is important to be able to recognise and react to these scenarios, as we cannot always rely on external forces such as management to guide what we do.

## Financial mathematics and modelling

We all know about examples of mathematicians misbehaving in finance, and even being jailed as a result: Tom Hayes and Ke Xu are two examples. But more subtle are the modelling tools mathematicians produce. Mathematical modelling is ubiquitous in understanding the way the world works, from finance to physics to climate patterns. Understanding how to develop and use a model, as well as its limitations, and the way it interacts with the world, is indispensable in preventing it from causing harm. Unfortunately, as we saw in the financial crash of 2007, such models are sometimes poorly understood, with devastating consequences.

## Cryptography, surveillance and privacy

Mathematicians have always played a central role in the making, and breaking, of cryptography. We also play a key role in developing surveillance tools, both for state actors and private organisations. Thus, we have several ways of enabling the infringement of the privacy of others. We can do so deliberately, by designing tools to break strong encryption, or indirectly, by creating systems and platforms which collect massive amounts of personal data of individuals. And we can do it accidentally, by being careless or sloppy in the way we store the data of others. In all of these cases, our work determines how much privacy people can have.

## Fairness and impartiality in algorithms and AI

Algorithms run the world, and mathematicians are designing them. Algorithms decide what people read, what they buy, and when then can get a loan. We often design these systems to remove human subjectivity from decision making processes and to make them impartial, as is being done with predictive policing algorithms and prison sentencing algorithms. But how impartial, or fair, can a system designed by humans ever be? Moreover, the internet and big data have given rise to massive new potential, from targeted political advertising as done by Cambridge Analytica, to AI technology such as deepfake videos and self-driving cars. Our ‘solutions’ in these instances can bring about a whole new set of problems.

## Regulation, accountability and the law

The work of mathematicians in industry is now very close to its tangible applications; we produce output that is extremely quick and easy to use. Just look at machine-learned algorithms that compute credit scores. Now that we sit so close to the applications, we need to consider what sort of responsibility we have. There are things we are, and aren’t, legally allowed to do. And there are consequences we might face if we fall foul of the law. Moreover, given that our work is often cutting-edge, we must self-regulate to prevent the types of harm that legislators and others have yet to realise is even possible.

## Understanding the behaviour of the mathematical community

Just like every other academic field, mathematicians form their own community, with their own conventions, common beliefs, and schools of thought. We hand our teachings down through the generations, and this process goes all the way back to Euclid. But the ways of thinking we employ when doing mathematics in an abstract research setting may not serve us well in an industrial setting. It is important to be aware that not all the actions that make us good at mathematics will necessarily lead to us producing good solutions to industrial or social problems. In fact, some of our ways of viewing and approaching problems will hold us back when working outside academia.

## Psychology 101: How to survive as a mathematician at work

All mathematicians will, eventually, form some part of the workforce. The abstract nature of mathematics may lead us to believe that our role is ‘special’, and that we won’t need to worry about the usual workplace interactions, issues, conflicts and dangers that may arise in other professions. This is simply not true. We face the same issues, and need to know how to deal with them. Our focused and dedicated nature means that we may easily overlook instances of others trying to exploit or manipulate us at work, resulting in harm to ourselves, and our work becoming harmful to wider society. We need to know how to identify such people and situations, and to protect ourselves against them.

## Looking into the future, what more can mathematicians do?

Being aware of the ethical issues that you as a mathematician may face is an extremely important step. But this is only the first in a sequence of potential steps. You can take this further, by starting to tell other mathematicians you work with or interact with. You can try and get involved with decision-making processes, by taking a seat at tables of power and authority. And you could even work towards identifying the unethical behaviour of other mathematicians completely unrelated to you, and call out their harmful actions to the community and to the public. This is fairly new and uncharted territory for mathematicians, and they’re exactly the sorts of activities we shy away from. But now is the time to step up and take responsibility, because if we don’t do it, then no-one else will.

Each of these corresponds to a prerecorded video lecture, which will form the starting point for our discussion.

## Further reading

There are very few written resources relating to ethics in mathematics; as an area of study and understanding it is remarkably new. In terms of textbooks, there is nothing. The closest one can conceivably come is the following book, which is a popular science book (thus *not* written for a mathematical audience):

- C. O’Neill,
*Weapons of Math Destruction*, Penguin (2016). 272 pages.

In terms of articles, there are fortunately a few pieces aimed at mathematicians. Most of these are rather short.

M. Chiodo, D. Müller,

*Questions of Responsibility: Modelling in the Age of COVID-19*, SIAM news**53**, No. 7, 6-7, September 2020.

https://sinews.siam.org/Details-Page/questions-of-responsibility-modelling-in-the-age-of-covid-19M. Chiodo, T. Clifton,

*The Importance of Ethics in Mathematics*, LMS Newsletter**484**, 22–26, September 2019.

https://www.lms.ac.uk/publications/lms-newsletter-back-issuesM. Chiodo, D. Müller,

*Mathematicians and Ethical Engagement*, SIAM News**51**No. 9, p.6, November 2018.

https://sinews.siam.org/Details-Page/mathematicians-and-ethical-engagementM. Chiodo, P. Bursill-Hall,

*Four Levels of Ethical Engagement*, Ethics in Mathematics Discussion Papers, 2018/1 (2018). 25 pages.

https://ethics.maths.cam.ac.uk/pubM. Chiodo, R. Vyas,

*The role of ethics in a mathematical education*, Ethics in Mathematics Discussion Papers, 2018/1 (2018). 5 pages.

https://ethics.maths.cam.ac.uk/pubP. Rogoway,

*The Moral Character of Cryptographic Work*(2015). 48 pages.

https://web.cs.ucdavis.edu/~rogaway/papers/moral-fn.pdfJ. Franklin,

*A “Professional Issues and Ethics in Mathematics” course*, AustMS Gazette**32**No. 2, 98–100 (2005).

https://austms.org.au/wp-content/uploads/Gazette/2005/May05C. Praeger,

*Math Matters: The Profession of Mathematics*, AustMS Gazette**31**No. 4, 217–221 (2004).

https://austms.org.au/wp-content/uploads/Gazette/2004/Sep04B. Schulman,

*Is There Enough Poison Gas to Kill the City?: The Teaching of Ethics in Mathematics Classes*, College Math. J.**33**, 118–125 (2002).R. Hersch,

*Mathematics and ethics*, The Mathematical Intelligencer**12**No. 3, 12–15, June 1990.

https://link.springer.com/article/10.1007%2FBF03024013

https://core.ac.uk/download/pdf/70985053.pdf

It would be wise, and easy, to read through the short articles [2], [3], [1], [8], [10], which pretty much brings you up to speed on the ‘state of the art’. You can look at [7], [9], [5] for discussion on how ethics in mathematics is/might be taught. The longer articles [4] and [6] go in to much deeper discussions about particular ethical issues in mathematics; both are worth a long read. And the book by O’Neill is a fine, if somewhat superficial and mathematically-lacking, broad introduction to where some ethical issues in mathematics lie.

None of these are required reading for the course, though may be of interest and some use in helping you to put ethics in mathematics into some more context.

They have been known to often last longer than the lectures themselves!↩︎